| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 期貨合約交易 | 2007-09-12 | 2024-08-30 |
| Rep | 證券交易 | 2007-09-12 | 2024-08-30 | |
| BOCOM International Holdings Company Limited | Rep | 期貨合約交易 | 2005-11-07 | 2008-03-03 |
| Rep | 證券交易 | 2005-07-20 | 2008-03-03 | |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2003-07-04 | 2005-07-20 |
| CITIC Securities Brokerage (HK) Limited | Rep | 就機構融資提供意見 | - | 2003-06-05 |
| Rep | 就證券提供意見 | - | 2003-06-05 | |
| Rep | 提供資產管理 | - | 2003-06-05 | |
| Rep | 提供自動化交易服務 | - | 2004-03-11 | |
| Rep | 證券交易 | - | 2005-07-20 |