| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Grand China Securities Limited | RO | 就證券提供意見 | 2023-05-05 | - |
| RO | 提供資產管理 | 2023-02-13 | - | |
| RO | 期貨合約交易 | 2023-02-13 | - | |
| RO | 證券交易 | 2022-12-20 | - | |
| QUANTSMILE (HK) LIMITED | RO | 提供資產管理 | 2019-07-16 | 2022-10-31 |
| Rep | 提供資產管理 | 2017-04-03 | 2019-07-16 | |
| T G SECURITIES LIMITED | RO | 期貨合約交易 | 2016-12-08 | 2022-10-31 |
| RO | 證券交易 | 2016-12-08 | 2022-10-31 | |
| Rep | 期貨合約交易 | 2016-10-19 | 2016-12-08 | |
| Rep | 證券交易 | 2016-10-19 | 2016-12-08 | |
| BOCOM International Securities Limited | Rep | 期貨合約交易 | 2009-11-26 | 2016-10-03 |
| Rep | 證券交易 | 2009-04-27 | 2016-10-03 |