| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PRUDENTIAL BROKERAGE LIMITED | Rep | 證券交易 | 2020-03-27 | - |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2013-10-03 | 2020-03-16 |
| BOCOM International Securities Limited | Rep | 證券交易 | 2009-04-03 | 2013-09-29 |
| Nerico Brothers Limited (HK) | Rep | 證券交易 | 2007-10-16 | 2009-03-19 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2006-06-13 | 2007-10-04 |
| DELTA ASIA SECURITIES LIMITED | Rep | 提供自動化交易服務 | 2003-04-01 | 2003-11-07 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2004-05-11 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-05-11 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-05-11 | |
| Rep | 證券交易 | 2003-04-01 | 2006-05-12 |
已採集記錄中暫無金管局登記。