| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 證券交易 | 2007-09-12 | 2018-11-30 |
| BOCOM International Holdings Company Limited | Rep | 證券交易 | 2007-07-03 | 2008-03-03 |
| LEE'S SECURITIES COMPANY LIMITED | RO | 證券交易 | 2005-01-03 | 2007-06-30 |
| Lees Securities Co. | Rep | 就機構融資提供意見 | - | 2003-07-30 |
| Rep | 就證券提供意見 | - | 2003-07-30 | |
| Rep | 提供資產管理 | - | 2003-07-30 | |
| Rep | 證券交易 | - | 2005-01-03 |