| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HANTEC WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2023-02-08 | 2026-07-23 |
| Rep | 提供資產管理 | 2023-02-08 | 2026-07-23 | |
| HANTEC SECURITIES CO., LIMITED | RO | 證券交易 | 2019-11-13 | 2026-07-23 |
| HANTEC FUTURES LIMITED | Rep | 期貨合約交易 | 2018-08-28 | 2026-07-23 |
| HANTEC SECURITIES CO., LIMITED | Rep | 證券交易 | 2018-08-28 | 2019-11-13 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2017-12-11 | 2018-08-02 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2017-12-11 | 2018-08-02 |
| BOCOM International Securities Limited | Rep | 期貨合約交易 | 2010-01-08 | 2017-11-30 |
| Rep | 證券交易 | 2008-04-16 | 2017-11-30 |