| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 期貨合約交易 | 2011-11-09 | - |
| Rep | 證券交易 | 2010-07-07 | - | |
| Rep | 期貨合約交易 | 2010-07-07 | 2010-11-30 | |
| Beevest Securities Limited | Rep | 期貨合約交易 | 2005-10-12 | 2010-06-24 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2003-06-17 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-06-17 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-06-17 | |
| Rep | 證券交易 | 2003-04-01 | 2010-06-24 |
已採集記錄中暫無金管局登記。