| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| VALUABLE CAPITAL LIMITED | Rep | 證券交易 | 2020-12-28 | 2022-10-02 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 證券交易 | 2015-02-11 | 2020-11-30 |
| BOCOM International Securities Limited | Rep | 證券交易 | 2007-09-12 | 2015-01-19 |
| BOCOM International Holdings Company Limited | Rep | 證券交易 | 2006-05-30 | 2008-03-03 |
| SPS INVESTMENT SERVICES LIMITED | Rep | 證券交易 | - | 2003-10-02 |
| SPS SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2004-09-27 |
| Rep | 就證券提供意見 | - | 2004-09-27 | |
| Rep | 提供資產管理 | - | 2006-05-03 | |
| Rep | 證券交易 | - | 2006-05-03 |