| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 證券交易 | 2018-02-06 | 2019-08-31 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2018-02-06 | 2019-08-31 |
| BOCOM International Securities Limited | Rep | 期貨合約交易 | 2012-07-24 | 2018-01-21 |
| Rep | 期貨合約交易 | 2010-01-27 | 2010-11-30 | |
| Rep | 證券交易 | 2009-09-04 | 2018-01-21 |