| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 期貨合約交易 | 2014-11-17 | 2016-04-28 |
| Rep | 證券交易 | 2014-11-17 | 2016-04-28 | |
| Rep | 期貨合約交易 | 2009-03-12 | 2013-10-11 | |
| Rep | 證券交易 | 2009-03-12 | 2013-10-11 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2003-06-25 | 2009-03-05 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2003-06-25 | 2009-03-05 |