| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | RO | 期貨合約交易 | 2026-03-04 | - |
| CMBC SECURITIES COMPANY LIMITED | RO | 證券交易 | 2026-03-04 | - |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2025-01-13 | 2026-03-04 |
| CMBC SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2025-01-13 | 2026-03-04 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2024-10-09 | 2024-12-07 |
| Rep | 證券交易 | 2024-10-09 | 2024-12-07 | |
| CELESTIAL COMMODITIES LIMITED | RO | 期貨合約交易 | 2023-11-09 | 2024-07-19 |
| CELESTIAL SECURITIES LIMITED | RO | 證券交易 | 2023-02-09 | 2024-07-19 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2021-01-18 | 2023-11-09 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2021-01-18 | 2023-02-09 |
| Towering Securities Limited | RO | 證券交易 | 2020-06-01 | 2020-12-30 |
| Rep | 證券交易 | 2020-03-20 | 2020-06-01 | |
| ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED | RO | 就證券提供意見 | 2019-03-05 | 2020-03-06 |
| RO | 證券交易 | 2019-03-05 | 2020-03-06 | |
| Rep | 期貨合約交易 | 2018-02-07 | 2019-04-04 | |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2017-12-04 | 2018-01-26 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2017-12-04 | 2018-01-26 |
| BOCOM International Holdings Company Limited | Rep | 期貨合約交易 | 2007-12-05 | 2008-03-03 |
| Rep | 證券交易 | 2007-12-05 | 2008-03-03 | |
| BOCOM International Securities Limited | Rep | 期貨合約交易 | 2007-12-05 | 2017-08-16 |
| Rep | 證券交易 | 2007-12-05 | 2017-08-16 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2007-11-09 | 2007-11-14 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2007-11-09 | 2007-11-14 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2007-07-24 | 2007-11-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2007-06-22 | 2007-11-01 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2006-06-19 | 2007-06-04 |
已採集記錄中暫無金管局登記。