| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2012-11-29 | 2017-02-14 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2012-10-16 | 2012-11-08 |
| BOCOM International Securities Limited | Rep | 證券交易 | 2010-03-17 | 2012-08-31 |
| Sun Life Hong Kong Limited | Rep | 就證券提供意見 | 2008-10-09 | 2009-05-31 |