| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | 就機構融資提供意見 | 2026-01-29 | - |
| Rep | 證券交易 | 2025-10-21 | - | |
| Rep | 就機構融資提供意見 | 2025-10-21 | 2026-01-29 | |
| SILVER NILE GLOBAL INVESTMENTS LIMITED | RO | 就機構融資提供意見 | 2025-01-21 | 2025-08-25 |
| Rep | 就機構融資提供意見 | 2024-10-09 | 2025-01-21 | |
| Rep | 證券交易 | 2024-10-09 | 2025-08-25 | |
| Citigroup Global Markets Asia Limited | RO | 就機構融資提供意見 | 2022-08-08 | 2024-04-19 |
| Rep | 就機構融資提供意見 | 2022-05-12 | 2022-08-08 | |
| Rep | 證券交易 | 2022-05-12 | 2024-04-19 | |
| CCB INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2019-11-15 | 2022-04-29 |
| RO | 證券交易 | 2019-11-15 | 2022-04-29 | |
| Rep | 就機構融資提供意見 | 2015-09-04 | 2019-11-15 | |
| Rep | 證券交易 | 2015-09-04 | 2019-11-15 | |
| Rep | 就證券提供意見 | 2015-09-04 | 2022-04-29 | |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | 就機構融資提供意見 | 2014-03-21 | 2015-08-14 |
| Rep | 證券交易 | 2014-03-21 | 2015-08-14 | |
| BaoQiao Partners Capital Limited | Rep | 就機構融資提供意見 | 2011-03-21 | 2012-03-27 |
已採集記錄中暫無金管局登記。