| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 期貨合約交易 | 2021-06-07 | 2022-04-29 |
| Rep | 證券交易 | 2021-06-07 | 2022-04-29 | |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2008-06-06 | 2021-05-12 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2007-06-04 | 2021-05-12 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期貨合約交易 | 2003-09-18 | 2003-12-22 |