| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| VALUABLE CAPITAL LIMITED | Rep | 就期貨合約提供意見 | 2020-12-11 | 2022-03-20 |
| Rep | 就證券提供意見 | 2018-11-05 | 2022-03-20 | |
| Rep | 期貨合約交易 | 2018-05-23 | 2022-03-20 | |
| Rep | 證券交易 | 2018-05-23 | 2022-03-20 | |
| Changjiang Futures (HK) Limited | Rep | 期貨合約交易 | 2014-04-22 | 2014-08-31 |
| Changjiang Securities Brokerage (HK) Limited | Rep | 證券交易 | 2014-04-22 | 2014-08-31 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2011-05-16 | 2012-12-11 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2011-05-16 | 2012-12-11 |