| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited | RO | 期貨合約交易 | 2018-12-28 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2018-10-10 | - |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2018-10-10 | 2018-12-28 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | RO | 期貨合約交易 | 2017-06-12 | 2018-10-01 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2013-11-13 | 2018-10-01 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2013-11-13 | 2017-06-12 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2011-05-25 | 2013-11-07 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2011-05-25 | 2013-11-07 |
已採集記錄中暫無金管局登記。