| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Apollo Capital Management Limited | RO | 就證券提供意見 | 2024-05-09 | - |
| RO | 提供資產管理 | 2024-05-09 | - | |
| RO | 證券交易 | 2024-05-09 | - | |
| Rep | 就證券提供意見 | 2022-02-24 | 2024-05-09 | |
| Rep | 提供資產管理 | 2022-02-24 | 2024-05-09 | |
| Rep | 證券交易 | 2022-02-24 | 2024-05-09 | |
| Glory Sun Securities Limited | Rep | 就證券提供意見 | 2017-04-12 | 2022-01-30 |
| Rep | 提供資產管理 | 2017-04-12 | 2022-01-30 | |
| Rep | 期貨合約交易 | 2017-03-16 | 2022-01-30 | |
| Rep | 證券交易 | 2017-03-16 | 2022-01-30 | |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2010-08-09 | 2017-02-22 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2010-04-21 | 2017-02-22 |