| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Bright Smart Asset Management Limited | RO | 提供資產管理 | 2017-07-17 | - |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | RO | 就期貨合約提供意見 | 2017-07-17 | - |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | RO | 就證券提供意見 | 2017-07-17 | - |
| RO | 提供自動化交易服務 | 2017-07-17 | - | |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | RO | 期貨合約交易 | 2016-03-09 | - |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | RO | 證券交易 | 2016-03-09 | - |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2010-06-02 | 2016-03-09 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2010-06-02 | 2016-03-09 |
| CHRISTFUND FUTURES LIMITED | Rep | 期貨合約交易 | 2005-07-04 | 2010-05-01 |
| CHRISTFUND SECURITIES LIMITED | Rep | 證券交易 | 2004-02-17 | 2010-05-01 |
| KING FOOK SECURITIES COMPANY LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-11-19 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-11-19 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-11-19 | |
| Rep | 證券交易 | 2003-04-01 | 2004-02-06 |
已採集記錄中暫無金管局登記。