| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2010-10-27 | 2012-09-30 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2010-10-27 | 2012-09-30 |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | 期貨合約交易 | 2008-09-30 | 2010-10-15 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 證券交易 | 2008-07-23 | 2010-10-15 |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2005-03-30 | 2005-09-01 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 證券交易 | 2004-12-23 | 2005-03-24 |
| Rep | 證券交易 | 2004-02-20 | 2004-07-13 |