| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2010-01-12 | - |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2010-01-12 | - |
| XinKong International Securities Limited | Rep | 期貨合約交易 | 2009-10-05 | 2009-12-16 |
| Rep | 證券交易 | 2009-08-18 | 2009-12-16 | |
| Tensant Securities Limited | Rep | 證券交易 | 2008-05-28 | 2009-03-31 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2008-03-11 | 2008-05-03 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2007-11-05 | 2008-05-03 |
已採集記錄中暫無金管局登記。