| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| White Elk Partners Limited | RO | 提供資產管理 | 2026-07-24 | - |
| CORE ARC CAPITAL LIMITED | RO | 就證券提供意見 | 2023-11-07 | 2025-10-01 |
| RO | 提供資產管理 | 2023-11-07 | 2025-10-01 | |
| Linkways Asset Management Limited | RO | 提供資產管理 | 2021-10-11 | 2023-01-07 |
| Linkways Investment Management Limited | RO | 就證券提供意見 | 2021-10-11 | 2023-01-07 |
| RO | 期貨合約交易 | 2021-10-11 | 2023-01-07 | |
| RO | 證券交易 | 2021-10-11 | 2023-01-07 | |
| LQ Pacific Partners Limited | RO | 就證券提供意見 | 2020-03-02 | 2020-12-02 |
| RO | 提供資產管理 | 2020-03-02 | 2020-12-02 | |
| RO | 證券交易 | 2020-03-02 | 2020-12-02 | |
| Rich Bay Securities Limited | RO | 期貨合約交易 | 2019-07-26 | 2020-02-21 |
| RO | 證券交易 | 2019-07-26 | 2020-02-21 | |
| WealthQuay Asset Management Limited | RO | 就證券提供意見 | 2019-07-26 | 2020-02-21 |
| RO | 提供資產管理 | 2019-07-26 | 2020-02-21 | |
| OKACHI (HONG KONG) COMPANY LIMITED | Rep | 期貨合約交易 | 2018-11-19 | 2019-07-01 |
| OKACHI INVESTMENTS (HK) COMPANY LIMITED | Rep | 證券交易 | 2018-09-26 | 2019-07-01 |
| Magpie Securities Limited (HK) | RO | 就證券提供意見 | 2017-08-02 | 2018-03-31 |
| RO | 提供資產管理 | 2017-08-02 | 2018-03-31 | |
| RO | 證券交易 | 2017-08-02 | 2018-03-31 | |
| THE GAMMA CONSORTIUM LIMITED | RO | 就證券提供意見 | 2016-10-03 | 2017-04-30 |
| RO | 提供資產管理 | 2016-10-03 | 2017-04-30 | |
| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | 就證券提供意見 | 2016-02-15 | 2016-08-23 |
| Rep | 證券交易 | 2016-02-15 | 2016-08-23 | |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期貨合約交易 | 2014-06-10 | 2016-02-06 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 就證券提供意見 | 2014-06-10 | 2016-02-06 |
| Rep | 證券交易 | 2014-06-10 | 2016-02-06 | |
| Quam Securities Limited | Rep | 就證券提供意見 | 2012-08-10 | 2014-05-31 |
| Rep | 期貨合約交易 | 2012-08-10 | 2014-05-31 | |
| Rep | 證券交易 | 2012-08-10 | 2014-05-31 | |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 就期貨合約提供意見 | 2011-05-16 | 2012-07-18 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 就證券提供意見 | 2011-05-16 | 2012-07-18 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2011-04-11 | 2012-07-18 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2011-04-11 | 2012-07-18 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2011-01-11 | 2011-03-08 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-01-11 | 2011-03-08 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2010-03-24 | 2010-11-28 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2009-11-16 | 2010-11-28 |
已採集記錄中暫無金管局登記。