| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Nerico Brothers Limited (HK) | Rep | 槓桿式外匯交易 | 2012-02-10 | 2017-03-01 |
| Rep | 期貨合約交易 | 2011-11-07 | 2017-03-01 | |
| Rep | 證券交易 | 2011-11-07 | 2017-03-01 | |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2011-04-15 | 2011-09-22 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2011-04-15 | 2011-09-22 |