| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FIRST SHANGHAI FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2024-10-14 | 2026-06-30 |
| RO | 期貨合約交易 | 2023-01-18 | 2026-06-30 | |
| FIRST SHANGHAI SECURITIES LIMITED | RO | 證券交易 | 2023-01-18 | - |
| FIRST SHANGHAI FUTURES LIMITED | Rep | 期貨合約交易 | 2022-12-01 | 2023-01-18 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 證券交易 | 2022-12-01 | 2023-01-18 |
| Zero2IPO Asset Management Limited | RO | 就證券提供意見 | 2022-03-21 | 2022-10-16 |
| RO | 提供資產管理 | 2022-03-21 | 2022-10-16 | |
| Zero2IPO Securities Limited | RO | 期貨合約交易 | 2021-11-23 | 2022-10-16 |
| RO | 證券交易 | 2021-11-23 | 2022-10-16 | |
| Bright Smart Asset Management Limited | Rep | 提供資產管理 | 2018-01-04 | 2021-05-31 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | RO | 期貨合約交易 | 2017-08-18 | 2021-05-31 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | RO | 證券交易 | 2017-08-18 | 2021-05-31 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2010-02-03 | 2017-08-18 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2010-02-03 | 2017-08-18 |
已採集記錄中暫無金管局登記。