| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA RAILWAY & AVIATION SECURITIES LIMITED | RO | 就證券提供意見 | 2023-02-08 | - |
| RO | 提供資產管理 | 2023-02-08 | - | |
| RO | 證券交易 | 2023-02-08 | - | |
| Rep | 就證券提供意見 | 2023-02-01 | 2023-02-08 | |
| Rep | 提供資產管理 | 2023-02-01 | 2023-02-08 | |
| Rep | 證券交易 | 2023-02-01 | 2023-02-08 | |
| Linkways Asset Management Limited | RO | 提供資產管理 | 2020-09-30 | 2023-01-31 |
| Linkways Investment Management Limited | RO | 就證券提供意見 | 2020-09-30 | 2023-01-31 |
| RO | 期貨合約交易 | 2020-09-30 | 2023-01-31 | |
| RO | 證券交易 | 2020-09-30 | 2023-01-31 | |
| China Hong Kong Capital Asset Management Company Limited | RO | 提供資產管理 | 2020-01-07 | 2020-04-29 |
| RO | 證券交易 | 2020-01-07 | 2020-04-29 | |
| ASSOCIATED ADVISERS LIMITED | RO | 就證券提供意見 | 2019-09-23 | 2019-12-31 |
| RO | 提供資產管理 | 2019-09-23 | 2019-12-31 | |
| RO | 證券交易 | 2019-09-23 | 2019-12-31 | |
| Waton Securities International Limited | RO | 證券交易 | 2017-03-29 | 2019-09-09 |
| Rep | 證券交易 | 2017-03-23 | 2017-03-29 | |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2015-09-30 | 2017-03-22 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2015-09-30 | 2017-03-22 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2011-04-12 | 2015-09-20 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2011-04-12 | 2015-09-20 |
金管局記錄暫時無法載入，請稍後重試。