| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Bright Moon Capital Limited | RO | 就證券提供意見 | 2026-09-30 | - |
| RO | 提供資產管理 | 2026-09-30 | - | |
| Bright Moon Securities Limited | RO | 證券交易 | 2026-04-14 | - |
| Rep | 證券交易 | 2026-02-09 | 2026-04-14 | |
| CHIEF SECURITIES LIMITED | RO | 期貨合約交易 | 2025-12-01 | 2025-12-09 |
| RO | 證券交易 | 2025-12-01 | 2025-12-09 | |
| Rep | 期貨合約交易 | 2025-10-30 | 2025-12-01 | |
| Rep | 證券交易 | 2025-10-30 | 2025-12-01 | |
| Magpie Securities Limited (HK) | RO | 期貨合約交易 | 2021-11-19 | 2025-06-30 |
| RO | 證券交易 | 2021-11-19 | 2025-06-30 | |
| Rep | 證券交易 | 2021-07-09 | 2021-11-19 | |
| Rep | 期貨合約交易 | 2021-06-18 | 2021-11-19 | |
| Huatai (Hong Kong) Futures Limited | Rep | 期貨合約交易 | 2021-04-14 | 2021-04-16 |
| GETTA SECURITIES LIMITED | Rep | 期貨合約交易 | 2020-11-02 | 2021-03-25 |
| Rep | 證券交易 | 2020-11-02 | 2021-03-25 | |
| YUE XIU FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2015-10-23 | 2020-05-08 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2015-10-23 | 2020-05-08 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2014-10-10 | 2015-04-01 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2014-10-10 | 2015-04-01 |
| Changjiang Corporate Finance (HK) Limited | Rep | 就機構融資提供意見 | 2014-01-07 | 2014-09-20 |
| Changjiang Securities Brokerage (HK) Limited | Rep | 證券交易 | 2013-03-20 | 2014-09-20 |
| Changjiang Futures (HK) Limited | Rep | 期貨合約交易 | 2012-05-08 | 2013-11-14 |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-11-11 | 2012-05-01 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | 證券交易 | 2011-11-11 | 2012-05-01 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2010-02-04 | 2011-09-22 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2010-02-04 | 2011-09-22 |
已採集記錄中暫無金管局登記。