| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GLOBAL WEST SECURITIES (HONG KONG) LIMITED | RO | 就證券提供意見 | 2022-05-31 | - |
| RO | 提供資產管理 | 2022-05-31 | - | |
| RO | 證券交易 | 2022-05-31 | - | |
| TANG PING KONG LIMITED | RO | 提供資產管理 | 2018-04-25 | 2020-09-30 |
| Rep | 提供資產管理 | 2017-10-25 | 2018-04-25 | |
| RO | 就證券提供意見 | 2017-10-10 | 2020-09-30 | |
| RO | 證券交易 | 2017-08-31 | 2020-09-30 | |
| HONOR SECURITIES (HK) LIMITED | Rep | 期貨合約交易 | 2017-07-04 | 2017-08-15 |
| RO | 證券交易 | 2017-07-04 | 2017-08-15 | |
| Rep | 證券交易 | 2017-06-22 | 2017-07-04 | |
| Tiger Securities Asset Management Company Limited | RO | 證券交易 | 2016-09-27 | 2017-05-26 |
| Rep | 證券交易 | 2016-07-14 | 2016-09-27 | |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2011-03-10 | 2016-07-02 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2010-08-17 | 2016-07-02 |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2008-05-06 | 2010-05-31 |
已採集記錄中暫無金管局登記。