| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EverCrest Capital Limited | Rep | 就證券提供意見 | 2021-04-09 | - |
| Rep | 提供資產管理 | 2021-04-09 | - | |
| Rep | 證券交易 | 2021-04-09 | - | |
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | 期貨合約交易 | 2017-07-05 | 2021-03-24 |
| Rep | 證券交易 | 2017-07-05 | 2021-03-24 | |
| Forwin Futures Group Limited | Rep | 期貨合約交易 | 2017-05-17 | 2017-06-09 |
| Forwin Securities Group Limited | Rep | 證券交易 | 2017-05-17 | 2017-06-09 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2007-06-06 | 2017-03-12 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2007-06-06 | 2017-03-12 |
已採集記錄中暫無金管局登記。