| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Public Financial Securities Limited | Rep | 證券交易 | 2023-12-06 | - |
| Holly International Financial Holdings Limited | Rep | 期貨合約交易 | 2021-12-30 | 2023-07-04 |
| RO | 證券交易 | 2021-12-30 | 2023-07-04 | |
| China On Securities Limited | RO | 證券交易 | 2021-04-21 | 2021-06-25 |
| Rep | 證券交易 | 2021-04-15 | 2021-04-21 | |
| Rep | 提供資產管理 | 2021-04-15 | 2021-06-25 | |
| BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED | Rep | 提供資產管理 | 2018-06-20 | 2021-04-13 |
| RO | 就證券提供意見 | 2017-11-21 | 2021-04-13 | |
| RO | 期貨合約交易 | 2017-11-21 | 2021-04-13 | |
| RO | 證券交易 | 2017-11-21 | 2021-04-13 | |
| Rep | 期貨合約交易 | 2017-07-27 | 2017-11-21 | |
| Rep | 證券交易 | 2017-07-27 | 2017-11-21 | |
| Vantage New Generation Securities Limited | RO | 就證券提供意見 | 2016-10-17 | 2017-07-02 |
| RO | 證券交易 | 2016-10-17 | 2017-07-02 | |
| Rep | 就證券提供意見 | 2016-09-12 | 2016-10-17 | |
| Rep | 證券交易 | 2016-09-12 | 2016-10-17 | |
| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | 證券交易 | 2016-01-04 | 2016-06-14 |
| CSC SECURITIES (HK) LIMITED | Rep | 證券交易 | 2015-05-06 | 2015-12-21 |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2015-01-12 | 2015-03-25 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2015-01-12 | 2015-03-25 |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2013-04-10 | 2014-10-31 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2013-04-10 | 2014-10-31 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2010-01-22 | 2012-11-15 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2010-01-06 | 2012-11-15 |
| HOU TAK SECURITIES LIMITED | Rep | 證券交易 | 2009-08-04 | 2009-10-16 |
| CHONG HING COMMODITIES AND FUTURES LIMITED | Rep | 期貨合約交易 | 2008-08-14 | 2009-07-25 |
| CHONG HING SECURITIES LIMITED | Rep | 證券交易 | 2007-07-10 | 2009-07-25 |
已採集記錄中暫無金管局登記。