| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2011-10-26 | 2014-02-10 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2011-06-17 | 2014-02-10 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就證券提供意見 | 2010-05-31 | 2010-07-13 |
| Emperor Wealth Management Limited | Rep | 就證券提供意見 | 2010-05-31 | 2010-07-13 |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2007-09-04 | 2010-02-22 |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2007-05-30 | 2007-08-08 |