Liu, Louisa Yun Yun 劉欣欣
證監會中央編號:ACA647
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BTIG Hong Kong Limited | Rep | 證券交易 | 2008-04-23 | - |
| ETRADE SECURITIES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2006-02-08 | 2007-10-12 |
| Rep | 就證券提供意見 | 2004-07-28 | 2007-11-23 | |
| Rep | 證券交易 | 2004-07-15 | 2007-11-23 | |
| CLSA LIMITED | Rep | 證券交易 | 2003-05-28 | 2004-06-28 |
| MACQUARIE EQUITIES (ASIA) LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-05-23 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-05-23 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-05-23 | |
| Rep | 證券交易 | 2003-04-01 | 2003-05-23 |
已採集記錄中暫無金管局登記。