| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Pulun International Securities Limited | Rep | 證券交易 | 2017-08-11 | - |
| BUSINESS SECURITIES LIMITED | Rep | 證券交易 | 2010-11-15 | 2017-07-31 |
| TUNG TAI SECURITIES COMPANY LIMITED | Rep | 提供自動化交易服務 | 2003-04-01 | 2003-07-03 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2003-08-21 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-08-21 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2010-10-31 | |
| Rep | 證券交易 | 2003-04-01 | 2010-10-31 |