| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 就證券提供意見 | 2023-09-26 | 2024-08-26 |
| Rep | 證券交易 | 2023-09-26 | 2024-08-26 | |
| CGS International Securities Hong Kong Limited | Rep | 就證券提供意見 | 2015-01-13 | 2023-05-08 |
| Rep | 證券交易 | 2015-01-13 | 2023-05-08 | |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 就證券提供意見 | 2012-12-14 | 2014-12-23 |
| Rep | 證券交易 | 2012-12-01 | 2014-12-23 | |
| RO | 證券交易 | 2011-07-12 | 2012-12-01 | |
| RO | 就證券提供意見 | 2011-07-12 | 2012-12-14 | |
| Rep | 就證券提供意見 | 2011-05-18 | 2011-07-12 | |
| Rep | 證券交易 | 2010-06-14 | 2011-07-12 | |
| Rep | 期貨合約交易 | 2010-06-14 | 2014-12-23 |