| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | 證券交易 | 2016-01-06 | 2016-06-30 |
| ICAP Equities Asia Limited | Rep | 證券交易 | 2015-06-08 | 2016-06-30 |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 證券交易 | 2006-02-06 | 2015-05-29 |
| INSTINET PACIFIC LIMITED | Rep | 就機構融資提供意見 | - | 2004-03-02 |
| Rep | 提供資產管理 | - | 2004-03-02 | |
| Rep | 就證券提供意見 | - | 2006-01-31 | |
| Rep | 提供自動化交易服務 | - | 2006-01-31 | |
| Rep | 證券交易 | - | 2006-01-31 |