| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| De Riva Asia Limited | Rep | 期貨合約交易 | 2019-06-10 | 2019-10-17 |
| Rep | 證券交易 | 2019-06-10 | 2019-10-17 | |
| Marex Financial Services Hong Kong Limited | Rep | 期貨合約交易 | 2017-02-15 | 2019-03-29 |
| Rep | 證券交易 | 2017-02-15 | 2019-03-29 | |
| LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-11-30 | 2016-12-30 |
| Rep | 證券交易 | 2011-11-30 | 2016-12-30 | |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 期貨合約交易 | 2009-10-02 | 2011-11-03 |
| Rep | 證券交易 | 2009-10-02 | 2011-11-03 |