| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MCM ASIA LIMITED (TRADING AS MCM PARTNERS) ( | Rep | 期貨合約交易 | 2013-04-11 | 2014-07-18 |
| Rep | 證券交易 | 2013-04-11 | 2014-07-18 | |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 期貨合約交易 | 2012-12-11 | 2013-03-08 |
| RO | 期貨合約交易 | 2012-05-31 | 2012-12-11 | |
| Rep | 期貨合約交易 | 2011-03-09 | 2012-05-31 | |
| Rep | 證券交易 | 2011-03-09 | 2013-03-08 |