| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MCM ASIA LIMITED (TRADING AS MCM PARTNERS) ( | Rep | 期貨合約交易 | 2013-08-05 | 2014-04-30 |
| Rep | 證券交易 | 2013-08-05 | 2014-04-30 | |
| Qantex Capital Markets Limited | Rep | 證券交易 | 2012-07-16 | 2013-05-03 |
| Rep | 期貨合約交易 | 2011-11-18 | 2013-05-03 | |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 期貨合約交易 | 2011-01-06 | 2011-10-11 |
| Rep | 證券交易 | 2011-01-06 | 2011-10-11 | |
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-01-29 | 2008-03-05 |
| Rep | 證券交易 | 2007-01-29 | 2008-03-05 |