| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2011-02-11 | - |
| Rep | 證券交易 | 2011-02-11 | - | |
| IBTS ASIA (HK) LIMITED | Rep | 證券交易 | 2007-01-30 | 2011-01-31 |
| GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2005-03-07 | 2005-03-07 |
| Rep | 證券交易 | 2005-03-07 | 2006-10-31 |