| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Wisdom Asset Management Limited (HK) | Rep | 提供資產管理 | 2020-07-09 | - |
| Rep | 就證券提供意見 | 2020-06-12 | - | |
| Rep | 證券交易 | 2020-06-12 | - | |
| CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2010-12-24 | 2020-05-01 |
| Rep | 證券交易 | 2010-12-24 | 2020-05-01 | |
| IBTS ASIA (HK) LIMITED | Rep | 證券交易 | 2009-11-12 | 2010-11-30 |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 證券交易 | 2008-05-05 | 2009-10-16 |