| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HANTEC WEALTH MANAGEMENT COMPANY LIMITED | RO | 就證券提供意見 | 2023-02-01 | - |
| RO | 提供資產管理 | 2023-02-01 | - | |
| HANTEC SECURITIES CO., LIMITED | Rep | 證券交易 | 2022-10-03 | - |
| HANTEC WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2022-10-03 | 2023-02-01 |
| Rep | 提供資產管理 | 2022-10-03 | 2023-02-01 | |
| CASH Wealth Management Limited | RO | 就證券提供意見 | 2017-02-13 | 2022-08-16 |
| RO | 就證券提供意見 | 2009-03-27 | 2015-02-26 | |
| RO | 提供資產管理 | 2009-03-27 | 2022-08-16 | |
| CASH ASSET MANAGEMENT LIMITED | RO | 提供資產管理 | 2006-06-22 | 2022-08-16 |
| Rep | 提供資產管理 | 2006-04-25 | 2006-06-22 | |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2006-04-25 | 2022-08-16 |
| CHINA RICH ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2005-08-03 | 2006-04-18 |
| RO | 就證券提供意見 | 2005-07-08 | 2006-04-18 | |
| Rep | 就證券提供意見 | 2005-07-05 | 2005-07-08 | |
| WINGS SECURITIES (HK) LIMITED | Rep | 證券交易 | 2005-07-05 | 2006-04-18 |
| HING WONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2004-01-12 | 2005-07-04 |
| Rep | 證券交易 | 2003-12-03 | 2005-07-04 | |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-11-10 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-11-10 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-11-10 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2003-11-10 | |
| Rep | 證券交易 | 2003-04-01 | 2003-11-10 |
已採集記錄中暫無金管局登記。