| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMBC ASSET MANAGEMENT COMPANY LIMITED | RO | 就證券提供意見 | 2025-05-20 | - |
| RO | 提供資產管理 | 2025-05-20 | - | |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | RO | 期貨合約交易 | 2025-05-20 | - |
| CMBC SECURITIES COMPANY LIMITED | RO | 就證券提供意見 | 2025-05-20 | - |
| RO | 證券交易 | 2025-05-20 | - | |
| CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2025-03-06 | 2025-05-20 |
| Rep | 提供資產管理 | 2025-03-06 | 2025-05-20 | |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2025-03-06 | 2025-05-20 |
| CMBC SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2025-03-06 | 2025-05-20 |
| Rep | 證券交易 | 2025-03-06 | 2025-05-20 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | RO | 就證券提供意見 | 2015-04-14 | 2025-01-15 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | 就期貨合約提供意見 | 2013-06-03 | 2025-01-15 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | RO | 期貨合約交易 | 2012-07-13 | 2025-01-15 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2012-04-27 | 2025-01-15 |
| RO | 提供資產管理 | 2012-04-27 | 2025-01-15 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | RO | 證券交易 | 2012-01-06 | 2025-01-15 |
| CASH Wealth Management Limited | RO | 提供資產管理 | 2011-11-08 | 2011-12-06 |
| RO | 就證券提供意見 | 2011-09-09 | 2011-12-06 | |
| RO | 證券交易 | 2011-05-11 | 2011-12-06 | |
| CASH ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2008-10-27 | 2011-12-06 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2007-11-19 | 2011-12-06 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2007-11-19 | 2011-12-06 |
| I-ACCESS INVESTORS LIMITED | Rep | 期貨合約交易 | 2006-01-19 | 2007-10-15 |
| RO | 證券交易 | 2005-12-19 | 2007-10-15 | |
| CELESTIAL SECURITIES LIMITED | Rep | 提供自動化交易服務 | 2003-10-22 | 2004-02-19 |
| Rep | 證券交易 | 2003-10-22 | 2005-11-30 | |
| CELESTIAL FINANCE LIMITED | Rep | 提供證券保證金融資 | 2003-04-01 | 2004-01-09 |
已採集記錄中暫無金管局登記。