| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Ping An Securities (Hong Kong) Holdings Company Limited | RO | 就證券提供意見 | 2012-05-02 | 2012-05-30 |
| RO | 證券交易 | 2012-05-02 | 2012-05-30 | |
| CASH ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2010-12-20 | 2012-02-01 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2010-12-20 | 2012-02-01 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2007-07-04 | 2012-02-01 |