Leung, Cody Ka Ming 梁家明

證監會中央編號:AHR954

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	RO	證券交易	2020-08-27	-
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	RO	期貨合約交易	2020-08-27	-
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	證券交易	2020-03-02	2020-08-27
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	期貨合約交易	2020-03-02	2020-08-27
CASH ASSET MANAGEMENT LIMITED	RO	提供資產管理	2014-02-10	2020-02-08
CASH Wealth Management Limited	RO	提供資產管理	2013-10-02	2020-02-08
	RO	證券交易	2011-09-12	2020-02-08
CASH ASSET MANAGEMENT LIMITED	Rep	提供資產管理	2010-08-31	2014-02-10
CELESTIAL COMMODITIES LIMITED	Rep	期貨合約交易	2010-08-31	2020-02-08
CELESTIAL SECURITIES LIMITED	Rep	證券交易	2010-08-31	2020-02-08
Quam Securities Limited	Rep	提供資產管理	2009-10-15	2010-08-21
	Rep	期貨合約交易	2008-01-09	2010-08-21
	Rep	證券交易	2008-01-09	2010-08-21
BOCI SECURITIES LIMITED	Rep	期貨合約交易	2007-10-11	2007-11-12
	Rep	證券交易	2007-10-11	2007-11-12
Quam Securities Limited	Rep	期貨合約交易	2004-10-26	2007-10-02
QUAM FUTURES LIMITED	Rep	期貨合約交易	2003-10-10	2006-01-31
Quam Securities Limited	Rep	證券交易	2003-10-10	2007-10-02
CELESTIAL SECURITIES LIMITED	Rep	就機構融資提供意見	2003-04-01	2003-07-15
	Rep	就證券提供意見	2003-04-01	2003-07-15
	Rep	提供資產管理	2003-04-01	2003-07-15
	Rep	提供自動化交易服務	2003-04-01	2003-07-15
	Rep	證券交易	2003-04-01	2003-07-15

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	RO	證券交易	2020-08-27	-
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	RO	期貨合約交易	2020-08-27	-
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	證券交易	2020-03-02	2020-08-27
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	期貨合約交易	2020-03-02	2020-08-27
CASH ASSET MANAGEMENT LIMITED	RO	提供資產管理	2014-02-10	2020-02-08
CASH Wealth Management Limited	RO	提供資產管理	2013-10-02	2020-02-08
	RO	證券交易	2011-09-12	2020-02-08
CASH ASSET MANAGEMENT LIMITED	Rep	提供資產管理	2010-08-31	2014-02-10
CELESTIAL COMMODITIES LIMITED	Rep	期貨合約交易	2010-08-31	2020-02-08
CELESTIAL SECURITIES LIMITED	Rep	證券交易	2010-08-31	2020-02-08
Quam Securities Limited	Rep	提供資產管理	2009-10-15	2010-08-21
	Rep	期貨合約交易	2008-01-09	2010-08-21
	Rep	證券交易	2008-01-09	2010-08-21
BOCI SECURITIES LIMITED	Rep	期貨合約交易	2007-10-11	2007-11-12
	Rep	證券交易	2007-10-11	2007-11-12
Quam Securities Limited	Rep	期貨合約交易	2004-10-26	2007-10-02
QUAM FUTURES LIMITED	Rep	期貨合約交易	2003-10-10	2006-01-31
Quam Securities Limited	Rep	證券交易	2003-10-10	2007-10-02
CELESTIAL SECURITIES LIMITED	Rep	就機構融資提供意見	2003-04-01	2003-07-15
	Rep	就證券提供意見	2003-04-01	2003-07-15
	Rep	提供資產管理	2003-04-01	2003-07-15
	Rep	提供自動化交易服務	2003-04-01	2003-07-15
	Rep	證券交易	2003-04-01	2003-07-15