| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2015-12-02 | 2022-07-29 |
| CASH ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2009-09-24 | 2022-07-29 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2009-08-24 | 2022-07-29 |
| CASH Wealth Management Limited | Rep | 提供資產管理 | 2009-06-15 | 2012-11-16 |
| Rep | 就證券提供意見 | 2009-06-10 | 2012-11-16 | |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2008-12-17 | 2009-02-11 |