| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Azure Tide Capital Limited | RO | 就證券提供意見 | 2025-11-26 | - |
| RO | 提供資產管理 | 2025-11-26 | - | |
| RO | 證券交易 | 2025-11-26 | - | |
| Sino Partner International Securities Limited | RO | 就證券提供意見 | 2024-06-24 | 2025-11-16 |
| RO | 提供資產管理 | 2024-06-24 | 2025-11-16 | |
| RO | 證券交易 | 2024-06-24 | 2025-11-16 | |
| SunRiver International Securities Group Limited | RO | 就證券提供意見 | 2021-01-05 | 2023-10-09 |
| RO | 提供資產管理 | 2021-01-05 | 2023-10-09 | |
| RO | 證券交易 | 2021-01-05 | 2023-10-09 | |
| Alpha Win Capital Limited | RO | 就證券提供意見 | 2020-03-02 | 2020-11-21 |
| RO | 提供資產管理 | 2020-03-02 | 2020-11-21 | |
| RO | 證券交易 | 2019-03-06 | 2020-11-21 | |
| CASH Wealth Management Limited | Rep | 就證券提供意見 | 2016-12-23 | 2019-01-13 |
| CASH ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2011-02-10 | 2019-01-13 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2004-10-04 | 2019-01-13 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2004-10-04 | 2019-01-13 |
| Tung Shing Futures (Brokers) Limited | Rep | 期貨合約交易 | 2003-04-01 | 2004-09-28 |
| Tung Shing Securities (Brokers) Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-01-09 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-01-09 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-01-09 | |
| Rep | 證券交易 | 2003-04-01 | 2004-09-28 |
已採集記錄中暫無金管局登記。