| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | 證券交易 | 2011-12-15 | 2012-07-14 |
| CELESTIAL SECURITIES LIMITED | Rep | 槓桿式外匯交易 | 2007-07-19 | 2011-10-30 |
| CASH ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2005-06-10 | 2011-12-10 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2004-08-11 | 2011-12-10 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2004-08-11 | 2011-12-10 |