| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited | Rep | 證券交易 | 2012-06-13 | 2018-06-29 |
| CASH Wealth Management Limited | Rep | 就證券提供意見 | 2011-02-14 | 2012-03-31 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2011-02-14 | 2012-03-31 |
| oOo Securities (HK) Group Limited | Rep | 就證券提供意見 | 2008-08-25 | 2010-03-12 |