| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PEGASUS FUND MANAGERS LIMITED | Rep | 就證券提供意見 | 2016-12-29 | - |
| Rep | 證券交易 | 2016-12-29 | - | |
| LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | 就證券提供意見 | 2015-11-26 | 2016-12-15 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2009-09-24 | 2015-10-05 |
| CASH Wealth Management Limited | Rep | 就證券提供意見 | 2009-06-23 | 2015-10-05 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2007-04-10 | 2009-05-18 |
| CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | 就證券提供意見 | 2006-11-21 | 2009-05-18 |
已採集記錄中暫無金管局登記。