| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UCAP Securities (HK) Limited | Rep | 就證券提供意見 | 2026-08-27 | - |
| Rep | 提供資產管理 | 2026-08-27 | - | |
| Rep | 證券交易 | 2026-08-27 | - | |
| CBH Asia Limited | Rep | 就證券提供意見 | 2025-02-25 | 2025-12-11 |
| Rep | 證券交易 | 2025-02-25 | 2025-12-11 | |
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2012-07-11 | 2013-05-14 |
| Rep | 證券交易 | 2012-07-11 | 2013-05-14 | |
| BSI Investment Advisors (Hong Kong) Limited | Rep | 就證券提供意見 | 2010-12-07 | 2012-04-06 |
| Rep | 證券交易 | 2010-12-07 | 2012-04-06 |