| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 期貨合約交易 | 2013-03-14 | 2015-07-20 |
| Rep | 就證券提供意見 | 2012-09-06 | 2013-02-15 | |
| Rep | 證券交易 | 2012-09-06 | 2015-07-20 | |
| BSI Investment Advisors (Hong Kong) Limited | Rep | 就證券提供意見 | 2010-12-22 | 2012-08-18 |
| Rep | 證券交易 | 2010-12-22 | 2012-08-18 |