| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BSI Investment Advisors (Hong Kong) Limited | Rep | 提供資產管理 | 2010-11-01 | 2011-10-19 |
| Rep | 就證券提供意見 | 2010-11-01 | 2014-01-31 | |
| Rep | 證券交易 | 2010-11-01 | 2014-01-31 | |
| GENERALI INVESTMENTS ASIA LIMITED | Rep | 就證券提供意見 | 2009-07-27 | 2010-11-01 |
| Rep | 提供資產管理 | 2009-07-27 | 2010-11-01 | |
| Rep | 期貨合約交易 | 2009-07-27 | 2010-11-01 | |
| Rep | 證券交易 | 2009-07-27 | 2010-11-01 |