| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GENESIS CAPITAL INVESTMENT (HK) LIMITED | RO | 提供資產管理 | 2022-01-19 | - |
| Rep | 提供資產管理 | 2013-12-02 | 2014-08-28 | |
| CASH Wealth Management Limited | Rep | 提供資產管理 | 2011-03-30 | 2013-09-09 |
| Rep | 就證券提供意見 | 2010-08-04 | 2013-09-09 | |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2010-08-04 | 2013-09-09 |
| Lion Global Financial Limited | Rep | 證券交易 | 2009-03-02 | 2010-04-22 |
| Rep | 就證券提供意見 | 2007-07-03 | 2010-04-22 |